Category: Capital Raising & Securities

Raising Capital FundsNovember 3, 2026 · When a business brings in investors to raise capital, it may be offering securities without realising it. What owners should know before they start.
Securities, the BasicsOctober 31, 2026 · Stock and membership interests are not the only things the SEC treats as securities. What counts, and what the Howey Test asks.
Regulation D: Federal Securities Registration ExemptionsOctober 28, 2026 · Rules 504, 506(b) and 506(c) compared: offering limits, general solicitation, accredited investor rules, and the Form D filing deadline.
The Pitfall of the Friends and Family RoundOctober 25, 2026 · Money from friends and family is still a sale of securities. There is no friends-and-family exemption under federal or Florida law.